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Who are the major banks

While there are many ways to categorize and rank investment banks, there are really three main groups: the traditional 'bulge bracket' banks that offer a full range of financial products, the independent 'boutique' banks that focus on M&A and middle market banks that focus on smaller transactions.

The Bulge Bracket

Goldman Sachs

Morgan Stanley

J.P. Morgan

Bank of America

Citi

Barclays

[UBS]

[Deutsche Bank]

The Boutiques

Evercore

Centerview

Lazard

PJT Partners

Guggenheim

Middle Market (not exhaustive)

William Blair

Baird

Needham

Oppenheimer

Houlihan Lokey

Raymond James

Cowen

...

What are the products

Investment banks sell a variety of financial products but let us simplify their offerings here:

Mergers & Acquisitions advice. Typically means advising selling companies or acquiring companies or private equity firms (known as 'financial sponsors'). Typically bankers receive a success fee only when the transaction closes

Equity and Equity linked products. Issuing public shares in common equity, preferred equity or convertible debt. Initial public offerings ("IPOs") are the most sexy part of this product set

Investment grade debt. Bonds issued by companies that have been rated BBB- or higher by two or more ratings agencies

Non-investment grade debt. The world of leveraged finance which includes high yield, or junk, bonds and leveraged loans

Other. There are many other specialized products and services beyond those listed above

What are the groups

There are many industry and product groups within an investment bank but the below is a short summary:

Industry Groups

Technology, Media and Telecom

TMT is often the largest and most prestigious industry group at most banks, often co-headed in New York and the Bay Area. These days, the internet, software and semis bankers get much of the glory but media and telecom often produce the largest transactions

Industrials

Tends to be a catch-all for a variety of industrial products including manufacturing, aerospace & defense, building products/materials and many other things. It is generally a large but fragmented group

Consumer & Retail

This group includes everything from the most high-end luxury brands to grocery stores and packaged goods

Healthcare

Includes pharmaceutical and biotech companies (generally sub-categorized as Life Sciences), healthcare services such as insurance providers, healthcare IT, hospitals, clinics

Financial Institutions

Includes a multitude of sub-sectors including insurance, banks and fintech, this group covers many of the most complex business models that exist

Oil & Gas

Often headquartered in Houston near its clients, this group does many of the largest mergers, period. Furthermore, these teams do some of the more complex financial analyses and structuring in the business

Energy & Natural Resources

Includes mining, timber and other industries related to commodities and sometimes combined with utilities as well

Financial Sponsors

This team covers private equity firms and family offices and spends much of their time bringing other teams to the table such as leveraged finance.

Product Groups

Mergers & Acquisitions

Most firms have a distinct mergers & acquisitions group though some, such as Goldman, include M&A within industry groups. These teams lead, structure and execute sellside and buyside transactions

Equity and Equity-Linked Capital Markets

​Consists of two sub-groups, origination which works with industry groups on winning new underwriting transactions, and syndication which works with investors on placing securities

Investment Grade Debt Capital Markets

Focused on underwriting investment grade bonds syndicating investment grade loans. Issuing companies generally have investment grade ratings from two of the three ratings agencies and the debt tends to be unsecured by any collateral

Leveraged Finance

Includes high yield bonds and leveraged loans. Corporations issue in these markets and financial sponsor led leveraged buyouts use these securities in their transactions

Rates & Hedging

Includes products such as rate swaps to change fixed rate debt to floating or vice versa depending on the rate environment and foreign exchange hedging products

Career progression and compensation

Investment bankers have a lockstep, up-or-out progression through the ranks. Most firms have some version of the below, sometimes with fewer levels or different titles.

Analyst. The role directly out of an undergraduate university degree. Often a two year program after which Analysts do bigger and better things such as join PE, VC, corporate, grad school

Duties: build models (XLS), build pitchbooks (PPT), open video/conference calls and take notes (DOC)

Comp: $100,000-200,000

Associate. More often MBA graduates though Analysts can also promote directly (the dreaded A2As). Generally 3 years

Duties: build pitchbooks (PPT), check models (XLS), open and run video/conference calls while taking notes (DOC)

Comp: $200,000-500,000

Vice President.

Duties: check pitchbooks (PPT) and models (XLS), lead video/conference calls and internal meetings and answer to senior bankers

Comp: $400,000-700,000

Director.

Duties: Develop pitchbooks, present content to clients and internally, lead execution of transactions

Comp: $600,000-1,000,000

Managing Director. 

Duties: Develop client relationships, present content to clients, win new business and execute transactions

Comp: $800,000-2,000,000+

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